The Most Troubling Compliance Trends in Financial Services

Bill Hortz's picture

"This is not an area where it’s better to ask for forgiveness than permission because failure to ask for permission can result in a very public and humiliating enforcement action." - Todd Cipperman

Changing Individual Investing for Relevance and Empowerment

Bill Hortz's picture

"More than education was needed to empower individuals to invest with confidence – also needed was innovation in the form of a fundamentally different approach to investing." - Leland Hevner, President, National Assn of Online Inv


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